Team Overview
BOX has offices in Chicago and Boston.
Tony McCormick is the Chief Executive Officer of BOX Exchange LLC. Tony was previously with Charles Schwab & Co, where he was responsible for managing its trade execution quality group and exchange business relationships. He chaired Schwab’s Order Routing Committee and was a member of the Options Steering Committee. Previously, Tony spent 12 years at Harris Futures Corporation in several leadership positions, including CEO, from 1993-1997. During the same period, Tony was Managing Director of Capital Markets for the Bank of Montreal and served on its Treasury Board. He has served as Chairman of the SIFMA committee on options for 3 years; and as a Board member of the CME, CBOE, CHX, and the OCC. Tony received a BA from the University of Virginia and an MBA from Northwestern University’s Kellogg School of Management.
Lisa J. Fall, Esq. is the President and Chief Legal Officer of BOX Exchange LLC. As President, her primary responsibilities are ensuring the regulatory compliance of the entire organization, developing organizational plans and policies, working with the Board of Directors and SEC to ensure regulatory compliance for BOX and Participants, and managing all aspects of corporate governance for BOX Exchange LLC. As Chief Legal Officer, Lisa’s primary responsibilities are providing legal guidance to BOX management and the Board of Directors, facilitating communications with the SEC, and managing all aspects of corporate governance. Prior to joining BOX, Lisa worked for Fidelity Investments in the areas of Trading, Legal, and Risk. She also served on the NASDAQ OMX BX BOXR Board of Directors from 2008 to 2012. Lisa has a Bachelor’s degree in Political Science and Political Philosophy from Syracuse University and a Juris Doctor from Suffolk University Law School.
Tony McCormick is the Chief Executive Officer of BOX Exchange LLC. Tony was previously with Charles Schwab & Co, where he was responsible for managing its trade execution quality group and exchange business relationships. He chaired Schwab’s Order Routing Committee and was a member of the Options Steering Committee. Previously, Tony spent 12 years at Harris Futures Corporation in several leadership positions, including CEO, from 1993-1997. During the same period, Tony was Managing Director of Capital Markets for the Bank of Montreal and served on its Treasury Board. He has served as Chairman of the SIFMA committee on options for 3 years; and as a Board member of the CME, CBOE, CHX, and the OCC. Tony received a BA from the University of Virginia and an MBA from Northwestern University’s Kellogg School of Management.
Lisa J. Fall, Esq. is the President and Chief Legal Officer of BOX Exchange LLC. As President, her primary responsibilities are ensuring the regulatory compliance of the entire organization, developing organizational plans and policies, working with the Board of Directors and SEC to ensure regulatory compliance for BOX and Participants, and managing all aspects of corporate governance for BOX Exchange LLC. As Chief Legal Officer, Lisa’s primary responsibilities are providing legal guidance to BOX management and the Board of Directors, facilitating communications with the SEC, and managing all aspects of corporate governance. Prior to joining BOX, Lisa worked for Fidelity Investments in the areas of Trading, Legal, and Risk. She also served on the NASDAQ OMX BX BOXR Board of Directors from 2008 to 2012. Lisa has a Bachelor’s degree in Political Science and Political Philosophy from Syracuse University and a Juris Doctor from Suffolk University Law School.
Bruce Goodhue is currently Chief Regulatory Officer (CRO) for BOX Exchange LLC. As CRO, Bruce is responsible for the regulatory oversight of the Exchange’s market, supervising the FINRA regulatory oversight program, managing the Market Regulation Center, and representing BOX at several industry regulatory groups. Prior to joining BOX, Bruce was an Associate Vice President at NASDAQ OMX and the Chief Regulatory Officer of the Boston Options Exchange Regulation group. Bruce also has many years of experience with the Boston Stock Exchange in a variety of regulatory roles. Additionally, Bruce has worked as a Business Analyst and Product Design at various financial services institutions. Bruce received a BS in Finance and Investments from Babson College.
Jamie Alano is currently Chief Risk & Information Security Officer for BOX Exchange LLC. Jamie’s primary responsibilities include working as a liaison between BOX business units and external auditors, managing SEC inspections, and ensuring overall compliance with BOX and SEC Rules. With over 10 years of experience in the U.S. Capital Markets, Jamie has held several positions with other U.S. equity and options Exchanges and Broker Dealers, thus giving him a complete understanding of the trade flow process. Jamie received a Bachelor of Science in Business Administration with a concentration in Finance from Northeastern University.
Bruce Goodhue is currently Chief Regulatory Officer (CRO) for BOX Exchange LLC. As CRO, Bruce is responsible for the regulatory oversight of the Exchange’s market, supervising the FINRA regulatory oversight program, managing the Market Regulation Center, and representing BOX at several industry regulatory groups. Prior to joining BOX, Bruce was an Associate Vice President at NASDAQ OMX and the Chief Regulatory Officer of the Boston Options Exchange Regulation group. Bruce also has many years of experience with the Boston Stock Exchange in a variety of regulatory roles. Additionally, Bruce has worked as a Business Analyst and Product Design at various financial services institutions. Bruce received a BS in Finance and Investments from Babson College.
Jamie Alano is currently Chief Risk & Information Security Officer for BOX Exchange LLC. Jamie’s primary responsibilities include working as a liaison between BOX business units and external auditors, managing SEC inspections, and ensuring overall compliance with BOX and SEC Rules. With over 10 years of experience in the U.S. Capital Markets, Jamie has held several positions with other U.S. equity and options Exchanges and Broker Dealers, thus giving him a complete understanding of the trade flow process. Jamie received a Bachelor of Science in Business Administration with a concentration in Finance from Northeastern University.
Alanna Barton is General Counsel for BOX Exchange LLC. Alanna is primarily responsible for drafting rule filings, researching applicable securities laws, and acting as the SEC liaison in regards to BOX Rules, rule filings, and related proposals. Prior to joining BOX, Alanna gained experience at law firms, investment banks and communications companies in Boston, New York, and London. Alanna received her Juris Doctor from Boston College School of Law, with a semester spent at Kings College London – School of Law, and earned her Bachelor of Arts degree at Mount Holyoke College.
Rich Hadley, CPA, is the Chief Financial Officer (CFO) of BOX Exchange LLC. As CFO, he is responsible for financial reporting, strategic financial planning and analysis, and all treasury functions. Rich manages annual tax reporting and external audits. He also oversees additional areas including human resources and client acceptance. Prior to joining BOX, Rich was an audit manager with Deloitte, where he spent several years in external audit, serving both private and public entities across a range of industries. Rich received his bachelor’s and master’s degrees in accounting from Brigham Young University. He also received an MBA from Brigham Young University.
Alanna Barton is General Counsel for BOX Exchange LLC. Alanna is primarily responsible for drafting rule filings, researching applicable securities laws, and acting as the SEC liaison in regards to BOX Rules, rule filings, and related proposals. Prior to joining BOX, Alanna gained experience at law firms, investment banks and communications companies in Boston, New York, and London. Alanna received her Juris Doctor from Boston College School of Law, with a semester spent at Kings College London – School of Law, and earned her Bachelor of Arts degree at Mount Holyoke College.
Rich Hadley, CPA, is the Chief Financial Officer (CFO) of BOX Exchange LLC. As CFO, he is responsible for financial reporting, strategic financial planning and analysis, and all treasury functions. Rich manages annual tax reporting and external audits. He also oversees additional areas including human resources and client acceptance. Prior to joining BOX, Rich was an audit manager with Deloitte, where he spent several years in external audit, serving both private and public entities across a range of industries. Rich received his bachelor’s and master’s degrees in accounting from Brigham Young University. He also received an MBA from Brigham Young University.
Marguerite Donovan is currently Chief Market Supervision Officer for BOX Exchange LLC. As Chief Market Supervision Officer within the Market Regulation Department, Marguerite is responsible for supporting the management of the regulatory oversight of the Exchange’s market, the oversight of the regulatory technology activities of the Market Regulation Center and the FINRA Regulatory Oversight Agreement program. Prior to joining BOX, Marguerite was Chief Compliance Officer and Regulatory Officer of the Chicago Stock Exchange. Additionally, Marguerite has held roles as Director of Operations and Internal Audit Manager at various financial services institutions. Marguerite received a BS in Economics from Westminster College.
Marguerite Donovan is currently Chief Market Supervision Officer for BOX Exchange LLC. As Chief Market Supervision Officer within the Market Regulation Department, Marguerite is responsible for supporting the management of the regulatory oversight of the Exchange’s market, the oversight of the regulatory technology activities of the Market Regulation Center and the FINRA Regulatory Oversight Agreement program. Prior to joining BOX, Marguerite was Chief Compliance Officer and Regulatory Officer of the Chicago Stock Exchange. Additionally, Marguerite has held roles as Director of Operations and Internal Audit Manager at various financial services institutions. Marguerite received a BS in Economics from Westminster College.